Securities Law and Business Law

Customized and Effective Legal Guidance

At Judex Law, LLC, we believe in serving each client with the attention and expertise they deserve. Our securities and business law services are customized to meet your unique needs.

Our law firm is committed to serving small businesses as well as professionals in the financial and securities industries. We can help you successfully resolve any number of compliance or regulatory issues, protecting your best interests every step of the way. We also make sure small businesses have everything they need to grow and thrive.

As seen in

Successful Claims Against

J.P. Morgan Securities, LLC
Chase Investment Services Corp.
Charles Schwab & Co., Inc.
Wells Fargo Clearing Services, LLC
Merrill Lynch Pierce Fenner & Smith Inc.

HSBC Securities (USA) Inc.
UBS Financial Services Inc.
Edward Jones
Laidlaw & Company (Uk) Ltd.
Newbridge Securities Corporation

Commonwealth Financial Network
National Securities Corporation
MML Investors Services Inc
John Thomas Financial
Oppenheimer & Co., Inc.

Westrock Advisors, Inc.
Solid ISG Capital Markets, LLC
Piper Sandler & Co
Joseph Gunnar & Co. LLC
LPL Financial LLC

Client One Securities LLC
HD Vest Investment Services
Avantax Investment Services , Inc.
George K Baum & Company
Casimir Capital L.P.

Raymond James Financial Services
Mutual Service Corporation
Gilford Securities Incorporated
Voya Financial Advisors, Inc.
United Planners' Financial Services of America a Limited Partner

Citigroup Global Markets Inc.
Securities America, Inc.
Sands Brothers & Co., Ltd.
John Hancock Mutual Life Insurance Company
Morgan Keegan and Company, LLC

Cetera Advisors LLC
Kalos Capital, Inc.
Woodbury Financial Services, Inc.
AXA Advisors, LLC
Golden State Wealth Management LLC

Equity Services, Inc.
Parkland Securities, LLC
Morgan Stanley
William Scott & Co. L.L.C.
Hartford Equity Sales Company, Inc.

Mony Securities Corporation
Invest Financial Corporation
Financial West Group
Ameriprise Financial Services, Inc.
State Capital Markets Corporation

Avalon Partners, Inc.
EKN Financial Services Inc.
Wachovia Securities Inc.
FSC Securities Corporation
Cape Securities Inc.
Syndicated Capital, Inc.

Robert W. Baird & Co. Incorporated
Direct Capital Securities, Inc.
Du Pasquier & Co., Inc.
Continental Broker-Dealer Corp.
A.G. Edwards & Sons, Inc.
Josephthal & Co., Inc.
First Montauk Securities Corp.

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2022

At Judex Law, LLC, we believe in serving each client with the attention and expertise they deserve. Our securities and business law services are customized to meet your unique needs.

2022

As seen in

A full-service firm

Our Practice Areas

Securities Law

We help financial advisors resolve issues involving disclosures, state regulatory defense, broker/securities fraud and negligence, securities compliance, FINRA complaint expungement, and arbitration.

Business Law

We help our clients with business formation, business taxes, contracts, employment policies, operating agreements, partnership agreements, securities law, startup services, and more.

Get in Touch

Protect Your Business and Your Financial Interests Today

Personalized Service

Attorney Tosh Grebenik

Founding attorney Tosh Grebenik is a certified mediator and FINRA-certified arbitrator. He’s personally handled more FINRA cases than any other attorney in the country, successfully defending financial advisors and brokers from customer complaints and participating in over 1,000 inquiries. His extensive knowledge of tax, business and contract law allows him to provide exceptional legal guidance to small businesses and startups.

You and Your Business Deserve the Best.

Reach out to Judex Law, LLC to schedule a consultation.