Judex Law, LLC Blog
Articles & Resources
Navigating a FINRA Investigation: How to Respond to Rule 8210 Requests and Prepare for On-The-Record (OTR) Interviews
Receiving a FINRA 8210 request for an on-the-record interview can be intimidating, but working with a trusted attorney can help you respond strategically. Reach out to an experienced FINRA enforcement defense attorney today to learn more about your legal rights and options.
Times When Hiring a Buiness Lawyer is Highly Encouraged
While hiring an attorney is not required to start a business, there are times when seeking legal guidance can be beneficial. Learn more today about the advantages of working with a business lawyer.
How Do I Have a Customer Complaint Removed From My BrokerCheck Profile?
If a wrongful customer complaint has tarnished your BrokerCheck profile and professional reputation as a financial advisor, you may file a FINRA expungement request to have it removed. Discuss your options with a trusted securities law attorney today.
Your Go-To Guide for Starting a New Business in 2025
Set your new business up for success by taking steps like seeking legal guidance, articulating your goals, and exploring your options. Learn more today by discussing your needs with a trusted and experienced business formation attorney.
Fewer Brokers are Seeking Expungement Requests After FINRA’s Rules Take Effect
For a little over a year, FINRA’s rule changes have reduced the number of expungement request filings. Learn more about the implications and discuss your concerns with an experienced securities law attorney today.
Key Ways That an Attorney Can Protect and Support Your Small Business
Small business owners can benefit from working with a skilled business law attorney to ensure the success of their business. Learn more today by contacting an experienced and knowledgeable business lawyer who understands your specific needs and goals.
How FINRA’s New Rules Have Affected the Expungement Process for Financial Advisors
FINRA’s amended rules have made the expungement process more selective and challenging for financial advisors looking to have unfair customer complaints removed from their BrokerCheck profiles. Contact a securities law attorney today to learn more about your options.
Tosh Grebenik Wins The Top 100 Magazine Award
We are pleased to announce that Tosh Grebenik of Judex Law has been certified as a Top Rated Lawyer in 2024 by The Top 100 Magazine.
Avoid Making These Common Small Business Tax Mistakes to Keep Your Company Running Smoothly
As a small business owner, tax matters can be difficult to navigate without the guidance of a trusted business tax lawyer. Here are some mistakes to avoid making so that you and your business can continue to grow and thrive.
How to Prevent Customer Disputes From Escalating into Tense Battles With FINRA
Securities advisors hoping to reduce the potential for customer disputes appearing on BrokerCheck can take steps to minimize conflicts. Learn more today by discussing your options with a dedicated and experienced securities law attorney.
