Judex Law, LLC Blog
Articles & Resources
FINRA No Longer Presumes Innocence in Customer Dispute Expungement Matters
FINRA’s new rules pose tremendous challenges to financial advisors seeking to have customer disclosures removed from their records. Contact a skilled securities law attorney today to learn more.
FINRA’s New Rules For Expungement Requests Take Effect Soon—Here’s What Financial Advisors Need to Know
The SEC recently reviewed and accepted FINRA’s proposed rule changes to the expungement request process. As of October 16, 2023, these amendments will take effect and reshape the expungement request process. Learn more about these changes today by talking to a securities law attorney.
Insightful and Effective Business Venture Guidance From a Knowledgeable Colorado Attorney
According to a trusted business lawyer, new business owners should take two key actions to protect their company: Put everything in writing and avoid personal liability by forming an LLC.
Proactive Steps You Can Take When Starting a Small Business to Minimize Future Litigation
Enlisting the guidance of a knowledgeable and experienced business law attorney during the infancy of your business is the best way to safeguard it from potential legal issues or litigation that may arise in the future.
Guiding Business Ventures: An Insightful Interview With Tosh Grebenik
In this exclusive interview, LawyerGuide.com had the pleasure of speaking with the founder of Judex Law, Tosh Grebenik, an experienced business law attorney who brings not only a wealth of legal expertise but also a deep understanding of the challenges and triumphs faced by business owners.
Exploring the Latest FINRA Arbitration Case Filings and Trends
FINRA arbitration case filings between January and May 2023 show a 37 percent increase from the number of filings during the same five-month period in 2022. Read more about what the latest trends could mean for the securities industry.
Your Go-To Legal Checklist for Starting a New Business
From helping you select the right business structure to reviewing contracts to protect the current and future best interests of your new endeavor, a business law attorney can answer your questions, address your concerns, and support you at every phase of the process.
What FINRA’s New “Restricted” Label on BrokerCheck Means For Your Firm
With the SEC’s approval of FINRA Rule 4111, FINRA will start disclosing a member firm’s “Restricted” status on BrokerCheck, effective as of June 1, 2023. Read more about how this new rule may impact member firms and individual brokers.
Do I Need a Lawyer to Start a New Business?
Although it’s not required to work with a business lawyer when starting a new company, doing so is often advantageous and can save you considerable time and money in the long run.
What the SEC’s Approval of FINRA’s Proposed Rule Changes Means for Advisors
The Securities and Exchange Commission (SEC) recently approved FINRA’s proposed rule changes to the expungement process, despite multiple concerns from industry experts. Contact a securities law attorney to learn more about how these changes may affect you.
