Judex Law, LLC Blog
Articles & Resources
New FINRA Reforms Mean Fewer Successful Expungement Requests
Since FINRA amended many of its rules, fewer successful expungement requests have been awarded. Learn more about the impact of these new rules and your options for pursuing expungement by contacting a skilled attorney today.
FINRA Requests Feedback on Arbitration Rules and Modernization Efforts
FINRA’s sweeping modernization changes to its arbitration rules have taken effect, and it is requesting feedback from stakeholders and advocacy groups. Here’s what this means for individual advisors and member firms.
Non-Negotiable Clauses to Include in Every Colorado Business Contract
Effective business contracts should include several essential clauses, such as payment terms and dispute resolution, to protect your Colorado business. Learn more today by reviewing your options with an experienced business formation attorney.
How Can I Accelerate a FINRA Arbitration Proceeding?
Under FINRA’s newly enacted rules, qualifying parties may request accelerated processing due to age or medical reasons. Call an experienced securities law attorney today to learn more.
Frequently Asked Questions (FAQs) About FINRA’s Arbitration Process and Rules
Financial advisors have several questions about what to expect during FINRA’s arbitration process. Call a skilled securities law attorney today to learn more about each step of the upcoming process.
Your Essential Guide to Starting a Colorado Business in the Age of AI
With so many AI-powered tools now available, new Colorado businesses may turn to these options to save time and money. Here’s what you need to know about the potential risks of using AI when launching a startup or forming a new business.
How to Prepare For a FINRA Arbitration Hearing and What to Expect
Working with an experienced FINRA arbitration attorney is the best way to move through the process with greater understanding and confidence. Learn more about FINRA arbitration hearings and what to expect at each step of the process today.
Starting a New Colorado Business in 2026? Here’s Your Go-To Legal Checklist
If you are launching a new Colorado business in 2026, a skilled business formation lawyer can help you move through the startup process as smoothly and successfully as possible. Learn more today.
What to Do If Your Financial Firm is Facing FINRA Disclosure Noncompliance Accusations
If your financial firm is facing accusations of noncompliance from the SEC or FINRA, reach out to an experienced securities law attorney right away so that you can determine the most strategic course of action. Learn more today.
What Financial Advisors Need to Know About the SEC’s 2026 Examination Priorities
The SEC recently released its 2026 Examination Priorities, heavily emphasizing AI oversight and cybersecurity efforts. Learn more about how these guidelines stand to impact member firms and individual financial advisors today.