Judex Law, LLC Blog
Articles & Resources
Key Legal Considerations When Starting a Small Business in Colorado
As you launch a new small business, there are several steps you will need to take to remain compliant with all applicable legal requirements. Enlisting the guidance of a skilled business law attorney is the best way to set yourself up for success.
FINRA Finalizes Amendments to Codes of Arbitration Procedure, Further Limiting Expungement Requests
After several long months, FINRA’s amendments to the Codes of Arbitration Procedure have finally taken effect. These new rules dramatically limit a financial advisor’s ability to obtain a successful expungement request. Working with a skilled security law attorney is highly recommended.
How an Attorney Can Help Your New Business Implement Effective Employment Policies
As you launch a new business in Colorado, it’s best to work with a trusted business law attorney who can help you implement effective employment policies and other legal protections to minimize risk and keep the future as bright as possible.
FAQs About FINRA’s Updated Rules to Expungement Requests
If you have questions about navigating FINRA’s recent rule changes that impact the expungement request process, you’re not alone. Reach out to a securities law attorney today to learn more about how these updates could affect your case.
Essential Questions to Ask Your Business Law Attorney
Starting a new business is a significant endeavor. Ask your business law attorney for their input on drafting clear and effective contracts, selecting the best business structure, and other important decisions.
What the Latest FINRA Amendments to the Codes of Arbitration Procedure Mean for Expungement Requests
As of October 2023, several new changes impacting FINRA’s expungement request process have taken effect. Discuss your concerns with a dedicated and knowledgeable securities law attorney today.
Thinking About Forming an LLC? Avoid Making These Common Business Formation Mistakes
Avoid making common LLC formation mistakes, such as selecting the wrong structure, neglecting compliance requirements, using free templates, and failing to enlist the help of a trusted and friendly business law attorney.
What You Should Know About FINRA’s Updated Enhanced Expungement Training Rules
FINRA has made several announcements regarding sweeping changes to many areas of its rules and procedures. Get in touch with a knowledgeable and trusted securities law attorney to learn more about FINRA’s expungement request process.
FINRA No Longer Presumes Innocence in Customer Dispute Expungement Matters
FINRA’s new rules pose tremendous challenges to financial advisors seeking to have customer disclosures removed from their records. Contact a skilled securities law attorney today to learn more.
FINRA’s New Rules For Expungement Requests Take Effect Soon—Here’s What Financial Advisors Need to Know
The SEC recently reviewed and accepted FINRA’s proposed rule changes to the expungement request process. As of October 16, 2023, these amendments will take effect and reshape the expungement request process. Learn more about these changes today by talking to a securities law attorney.
