Securities Law and Business Law
Customized and Effective Legal Guidance
At Judex Law, LLC, we believe in serving each client with the attention and expertise they deserve. Our securities and business law services are customized to meet your unique needs.
Our law firm is committed to serving small businesses as well as professionals in the financial and securities industries. We can help you successfully resolve any number of compliance or regulatory issues, protecting your best interests every step of the way. We also make sure small businesses have everything they need to grow and thrive.
Successful Claims Against
- J.P. Morgan Securities, LLC
- Chase Investment Services Corp.
- Charles Schwab & Co., Inc.
- Wells Fargo Clearing Services, LLC
- Merrill Lynch Pierce Fenner & Smith Inc.
- HSBC Securities (USA) Inc.
- UBS Financial Services Inc.
- Edward Jones
- Laidlaw & Company (Uk) Ltd.
- Newbridge Securities Corporation
- Commonwealth Financial Network
- National Securities Corporation
- MML Investors Services Inc
- John Thomas Financial
- Oppenheimer & Co., Inc.
- Westrock Advisors, Inc.
- Solid ISG Capital Markets, LLC
- Piper Sandler & Co
- Joseph Gunnar & Co. LLC
- LPL Financial LLC
- Client One Securities LLC
- HD Vest Investment Services
- Avantax Investment Services , Inc.
- George K Baum & Company
- Casimir Capital L.P.
- Raymond James Financial Services
- Mutual Service Corporation
- Gilford Securities Incorporated
- Voya Financial Advisors, Inc.
- United Planners' Financial Services of America a Limited Partner
- Citigroup Global Markets Inc.
- Securities America, Inc.
- Sands Brothers & Co., Ltd.
- John Hancock Mutual Life Insurance Company
- Morgan Keegan and Company, LLC
- Cetera Advisors LLC
- Kalos Capital, Inc.
- Woodbury Financial Services, Inc.
- AXA Advisors, LLC
- Golden State Wealth Management LLC
- Equity Services, Inc.
- Parkland Securities, LLC
- Morgan Stanley
- William Scott & Co. L.L.C.
- Hartford Equity Sales Company, Inc.
- Mony Securities Corporation
- Invest Financial Corporation
- Financial West Group
- Ameriprise Financial Services, Inc.
- State Capital Markets Corporation
- Avalon Partners, Inc.
- EKN Financial Services Inc.
- Wachovia Securities Inc.
- FSC Securities Corporation
- Cape Securities Inc.
- Syndicated Capital, Inc.
- Robert W. Baird & Co. Incorporated
- Direct Capital Securities, Inc.
- Du Pasquier & Co., Inc.
- Continental Broker-Dealer Corp.
- A.G. Edwards & Sons, Inc.
- Josephthal & Co., Inc.
- First Montauk Securities Corp.
A full-service firm
Our Practice Areas
We help financial advisors resolve issues involving disclosures, state regulatory defense, broker/securities fraud and negligence, securities compliance, FINRA complaint expungement, and arbitration.
We help our clients with business formation, business taxes, contracts, employment policies, operating agreements, partnership agreements, securities law, startup services, and more.
Get in Touch
Protect Your Business and Your Financial Interests Today
Attorney Tosh Grebenik
Founding attorney Tosh Grebenik is a certified mediator and FINRA-certified arbitrator. He’s personally handled more FINRA cases than any other attorney in the country, successfully defending financial advisors and brokers from customer complaints and participating in over 1,000 inquiries. His extensive knowledge of tax, business and contract law allows him to provide exceptional legal guidance to small businesses and startups.
You and Your Business Deserve the Best.
Reach out to Judex Law, LLC to schedule a consultation.