Judex Law, LLC helps clients from the financial sector successfully navigate and resolve their securities law and disclosure matters. We’ll work with you to make sure you are in compliance with all your disclosure obligations. Should you find yourself facing SEC enforcement action or other accusation of disclosure noncompliance, we are fully prepared to defend you and support you at every step of the process.
Over the last several decades, public finance transactions have increasingly needed disclosure counsel. Disclosure rules and obligations have grown stricter and more complex and we’re here to ensure the you understand your specific responsibilities under the most current compliance guidelines. Our knowledgeable and experienced securities law expert will work with you to assess each detail of your situation so that you can move forward with confidence.
The SEC is quick to investigate instances of misleading statements that issuers may include in their disclosure documents. If you have been notified that you’re under investigation for a disclosure-related matter, Judex Law, LLC is ready to defend your reputation and advocate on your behalf. We’ll work with you to develop a strategic approach to helping you obtain a favorable outcome.
Judex Law, LLC is a full-service securities and business law firm located in Broomfield, Colorado. We handle a range of securities law matters, including disclosures, broker/securities fraud and negligence, state regulatory defense, securities compliance, FINRA complaint expungement, and arbitration. We also help small businesses and startups with business formation, employment policies, operating agreements, partnership agreements, business taxes, and contracts.
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