The Financial Industry Regulatory Authority (FINRA) posts customer dispute information on their Central Registration Depository (CRD) and BrokerCheck website. Even frivolous or minor disputes can negatively impact financial advisors. If you’ve been affected by an unfair disclosure, the securities law experts at Judex Law, LLC are fully prepared to assist you. Founding attorney Tosh Grebenik has personally handled the highest number of FINRA cases in the country, so you can trust that you’ll receive top-notch legal guidance at every step of the process.
At Judex Law, we can help you submit an expungement request so that the customer dispute information can be removed from the CRD and BrokerCheck. Even though FINRA is proposing tighter restrictions that may make the expungement process more difficult, we have a deep understanding of the expungement request process and we’re prepared to work hard to defend your professional reputation.
We offer a free initial consultation so that we can assess your situation and determine the best course of action. From there, we’ll present you with an estimate of how long the expungement process may take, as well as what it will cost. Judex Law, LLC works on a flat-fee system, so you’ll know the total cost up front. We strive to keep our fees reasonable—especially given the level of expertise we offer. Reach out to us today to learn more about how we can help you defend your reputation and keep your future bright.
Judex Law, LLC is a full-service securities and business law firm located in Broomfield, Colorado. We handle a range of securities law matters, including disclosures, broker/securities fraud and negligence, state regulatory defense, securities compliance, FINRA complaint expungement, and arbitration. We also help small businesses and startups with business formation, employment policies, operating agreements, partnership agreements, business taxes, and contracts.
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