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Tag: financial advisor

Key Times When Financial Advisors Need a Regulatory Defense Lawyer

two met at a table going over paperwork

As a financial advisor, there are times when it’s highly recommended to enlist the services of an experienced and trusted regulatory defense attorney. Learn more today.

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Judex Law, LLC is a full-service securities and business law firm located in Broomfield, Colorado. We handle a range of securities law matters, including disclosures, broker/securities fraud and negligence, state regulatory defense, securities compliance, FINRA complaint expungement, and arbitration. We also help small businesses and startups with business formation, employment policies, operating agreements, partnership agreements, business taxes, and contracts.

  • Phone: (303) 523-4022
  • Broomfield, CO 80020
    In-person consultations by appointment only.
  • Hours: 6:00 am - 6:00 pm, Monday - Saturday

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