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Tag: FINRA disclosure lawyer

What to Do If Your Financial Firm is Facing FINRA Disclosure Noncompliance Accusations

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If your financial firm is facing accusations of noncompliance from the SEC or FINRA, reach out to an experienced securities law attorney right away so that you can determine the most strategic course of action. Learn more today.

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Judex Law, LLC is a full-service securities and business law firm located in Broomfield, Colorado. We handle a range of securities law matters, including disclosures, broker/securities fraud and negligence, state regulatory defense, securities compliance, FINRA complaint expungement, and arbitration. We also help small businesses and startups with business formation, employment policies, operating agreements, partnership agreements, business taxes, and contracts.

  • Phone: (303) 523-4022
  • Broomfield, CO 80020
    In-person consultations by appointment only.
  • Hours: 6:00 am - 6:00 pm, Monday - Saturday

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