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Tag: FINRA expungement request

How to Prevent Customer Disputes From Escalating into Tense Battles With FINRA

Securities advisors hoping to reduce the potential for customer disputes appearing on BrokerCheck can take steps to minimize conflicts. Learn more today by discussing your options with a dedicated and experienced securities law attorney.

Should I Hire an Attorney to Represent Me in a FINRA Arbitration Dispute?

Although FINRA allows parties to represent themselves in arbitration and mediation proceedings, hiring a skilled lawyer has several advantages. Discuss your options with a knowledgeable securities law attorney today to learn more.

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Judex Law, LLC is a full-service securities and business law firm located in Broomfield, Colorado. We handle a range of securities law matters, including disclosures, broker/securities fraud and negligence, state regulatory defense, securities compliance, FINRA complaint expungement, and arbitration. We also help small businesses and startups with business formation, employment policies, operating agreements, partnership agreements, business taxes, and contracts.

  • Phone: (303) 523-4022
  • Broomfield, CO 80020
    In-person consultations by appointment only.
  • Hours: 6:00 am - 6:00 pm, Monday - Saturday

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