How Customer Complaints Affect Financial Advisors And What You Can Do About Them
Unfair or baseless customer complaints or disclosures on BrokerCheck can severely impact a financial advisor’s reputation. Work with a trusted and experienced securities law attorney to learn about the steps you can take to reduce the effects and restore client confidence.
How to Prevent Customer Disputes From Escalating into Tense Battles With FINRA
Securities advisors hoping to reduce the potential for customer disputes appearing on BrokerCheck can take steps to minimize conflicts. Learn more today by discussing your options with a dedicated and experienced securities law attorney.
Should I Hire an Attorney to Represent Me in a FINRA Arbitration Dispute?
Although FINRA allows parties to represent themselves in arbitration and mediation proceedings, hiring a skilled lawyer has several advantages. Discuss your options with a knowledgeable securities law attorney today to learn more.