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Tag: FINRA Expungement Request Process

New FINRA Reforms Mean Fewer Successful Expungement Requests

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Since FINRA amended many of its rules, fewer successful expungement requests have been awarded. Learn more about the impact of these new rules and your options for pursuing expungement by contacting a skilled attorney today.

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Judex Law, LLC is a full-service securities and business law firm located in Broomfield, Colorado. We handle a range of securities law matters, including disclosures, broker/securities fraud and negligence, state regulatory defense, securities compliance, FINRA complaint expungement, and arbitration. We also help small businesses and startups with business formation, employment policies, operating agreements, partnership agreements, business taxes, and contracts.

  • Phone: (303) 523-4022
  • Broomfield, CO 80020
    In-person consultations by appointment only.
  • Hours: 6:00 am - 6:00 pm, Monday - Saturday

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