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Tag: how to have customer complaints removed

How Customer Complaints Affect Financial Advisors And What You Can Do About Them

Person holding a clipboard that says FINRA Financial Industry Regulatory Authority

Unfair or baseless customer complaints or disclosures on BrokerCheck can severely impact a financial advisor’s reputation. Work with a trusted and experienced securities law attorney to learn about the steps you can take to reduce the effects and restore client confidence.

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Judex Law, LLC is a full-service securities and business law firm located in Broomfield, Colorado. We handle a range of securities law matters, including disclosures, broker/securities fraud and negligence, state regulatory defense, securities compliance, FINRA complaint expungement, and arbitration. We also help small businesses and startups with business formation, employment policies, operating agreements, partnership agreements, business taxes, and contracts.

  • Phone: (303) 523-4022
  • Broomfield, CO 80020
    In-person consultations by appointment only.
  • Hours: 6:00 am - 6:00 pm, Monday - Saturday

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