If a wrongful customer complaint has tarnished your BrokerCheck profile and professional reputation as a financial advisor, you may file a FINRA expungement request to have it removed. Discuss your options with a trusted securities law attorney today.
Judex Law, LLC is a full-service securities and business law firm located in Broomfield, Colorado. We handle a range of securities law matters, including disclosures, broker/securities fraud and negligence, state regulatory defense, securities compliance, FINRA complaint expungement, and arbitration. We also help small businesses and startups with business formation, employment policies, operating agreements, partnership agreements, business taxes, and contracts.
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