Your Updated Guide to the FINRA Expungement Request Process

Financial advisors who are hoping to have baseless customer dispute information removed from the CRD can seek an expungement request through FINRA. The recently enacted rule changes can complicate the process, so working with a trusted securities law attorney is recommended.

FAQs About FINRA’s Updated Rules to Expungement Requests

If you have questions about navigating FINRA’s recent rule changes that impact the expungement request process, you’re not alone. Reach out to a securities law attorney today to learn more about how these updates could affect your case.