What the SEC’s Approval of FINRA’s Proposed Rule Changes Means for Advisors
The Securities and Exchange Commission (SEC) recently approved FINRA’s proposed rule changes to the expungement process, despite multiple concerns from industry experts. Contact a securities law attorney to learn more about how these changes may affect you.
Key Takeaways From FINRA’s End of Year Statistics
FINRA recently released statistics from 2020. Overall, the number of new case filings remained consistent with previous years, and cases involving breach of fiduciary duty were the most common controversy type in customer arbitrations.
Understanding Securities Law Mediation vs. Arbitration
If an investor is attempting to recover damages from you or your brokerage firm, you should consider preserving your record and fighting it. Talk to a skilled securities law attorney about your options for protecting your best interests and your rights along the way.
PPP Tax Implications for Colorado Businesses
Small businesses that received PPP loans may wonder about the tax implications of this relief. A new bipartisan measure could clarify whether businesses can deduct qualifying business expenses. Contact a business attorney to learn more.
Steps Colorado Businesses Can Take to Create Successful Client Contracts
A strong client contract serves as a road map to any business relationship. By including specific details, such as the scope of the project, terms of payment, and dispute resolution plans, you can ensure your business is protected. Speak to an attorney to learn more.
3 Key Elements of a Strong Partnership Agreement
Partners who are going into business together should create a comprehensive partnership agreement that sufficiently protects the wellbeing of the business, no matter what the future may hold. Call a trusted business attorney to learn more.
Do I Need an Attorney to Start a Business in Colorado?
Launching a business is an involved process, and you want to make sure you do it right. Working with a knowledgeable business attorney can give you the support and confidence you need to lay a strong and successful foundation.
