How an Experienced Attorney Can Help to Defend You Against Securities Fraud Investigations
If you are facing an SEC investigation regarding alleged securities fraud, contact a skilled attorney right away to start preparing your defense strategy. Your dedicated securities fraud defense lawyer will work hard to keep your future as bright as possible.
What to Expect and How to Prepare For an Upcoming FINRA Arbitration
If you are facing an upcoming FINRA arbitration, it’s best to work with a securities law attorney to maximize your chances of obtaining a fair and favorable outcome. Preparing in advance ensures that you approach the process with confidence.
Your Updated Guide to the FINRA Expungement Request Process
Financial advisors who are hoping to have baseless customer dispute information removed from the CRD can seek an expungement request through FINRA. The recently enacted rule changes can complicate the process, so working with a trusted securities law attorney is recommended.
What FINRA’s Latest Arbitration Case Filings and Trends Could Mean For 2024
Between January and November of 2023, FINRA saw a 30 percent increase in arbitration case filings compared to the previous year. Intra-industry claims rose by 63 percent, while customer-initiated claims increased by 12 percent. This growth is expected to continue throughout 2024 and beyond.
