Judex Law, LLC Blog
Articles & Resources
Your Step-By-Step Guide to the FINRA Expungement Request Process
While the FINRA expungement request process may seem daunting for financial advisors, working with an experienced attorney can empower you to move forward with greater clarity and confidence.
Common Business Disputes in Colorado And How to Avoid Them By Taking Proactive Steps
As you start a new business in Colorado, it’s important to recognize the most common business disputes so you can take proactive steps to avoid them. Discuss your specific goals and concerns with a dedicated and knowledgeable business formation attorney today.
FINRA Releases the Most Recent Rule Amendments for Arbitration Procedures
Financial advisors seeking a FINRA expungement request may want to familiarize themselves with the latest amendments and rule changes. Learn more today by discussing your concerns with a highly qualified and friendly securities law attorney.
FINRA’s Latest Arbitration Case Filings and Trends: Key Takeaways So Far For 2025
The latest case filings and trends reported by FINRA indicate a notable decrease in cases filed in both 2024 and 2025. Learn more about what these trends could mean for the securities industry and discuss your concerns with a trusted attorney today.
Assessing the New Administration’s Potential Impact on FINRA Enforcement Actions
Financial advisors want to know how the new administration’s priorities and goals could affect SEC and FINRA enforcement actions. Learn more today by discussing your concerns with a knowledgeable and highly qualified securities law attorney.
How to Find the Business Law Attorney Who is Right For You
As you explore the business law attorneys in your area, it’s important to look for specific qualities to ensure that your needs and goals are met. Here are some tips for finding a trusted and effective business lawyer who is right for you.
Navigating a FINRA Investigation: How to Respond to Rule 8210 Requests and Prepare for On-The-Record (OTR) Interviews
Receiving a FINRA 8210 request for an on-the-record interview can be intimidating, but working with a trusted attorney can help you respond strategically. Reach out to an experienced FINRA enforcement defense attorney today to learn more about your legal rights and options.
Times When Hiring a Buiness Lawyer is Highly Encouraged
While hiring an attorney is not required to start a business, there are times when seeking legal guidance can be beneficial. Learn more today about the advantages of working with a business lawyer.
How Do I Have a Customer Complaint Removed From My BrokerCheck Profile?
If a wrongful customer complaint has tarnished your BrokerCheck profile and professional reputation as a financial advisor, you may file a FINRA expungement request to have it removed. Discuss your options with a trusted securities law attorney today.
Your Go-To Guide for Starting a New Business in 2025
Set your new business up for success by taking steps like seeking legal guidance, articulating your goals, and exploring your options. Learn more today by discussing your needs with a trusted and experienced business formation attorney.
