Judex Law, LLC Blog
Articles & Resources
Under Investigation By The SEC For Securities Fraud? Everything You Need to Know
SEC investigations can be intimidating, but partnering with an experienced SEC defense lawyer allows you to move forward with greater understanding and ease. Learn more today by discussing your concerns with a trusted and friendly securities fraud defense attorney.
How Customer Complaints Affect Financial Advisors And What You Can Do About Them
Unfair or baseless customer complaints or disclosures on BrokerCheck can severely impact a financial advisor’s reputation. Work with a trusted and experienced securities law attorney to learn about the steps you can take to reduce the effects and restore client confidence.
How to Draft an Effective Partnership Agreement That Supports and Protects Your Business
If you are structuring your business as a partnership, you will need an effective partnership agreement that supports and protects your joint venture. Learn more about how to craft a clear and customized partnership agreement by contacting an experienced business law attorney.
The Legal and Ethical Risks of Using Artificial Intelligence (AI) in Your Business Practices
While some AI tools can help small businesses operate more effectively, it’s important to recognize the limitations and risks of these technologies. Learn more about the legal and ethical risks of using AI in your business practices by contacting a skilled business lawyer today.
What the FINRA Forward Initiative Means For Financial Advisors and Member Firms
In April 2025, the FINRA Forward initiative was launched to further FINRA’s mission to protect investors. Here’s what financial advisors and member firms need to know as these new initiatives unfold.
Notable Mistakes to Avoid When Launching a New Business in Colorado
Starting a small business in Colorado is exciting, but it’s essential to set yourself up for success by avoiding these common mistakes. Learn more today by discussing your vision with an experienced and dedicated business formation lawyer.
Key Times When Financial Advisors Need a Regulatory Defense Lawyer
As a financial advisor, there are times when it’s highly recommended to enlist the services of an experienced and trusted regulatory defense attorney. Learn more today.
Your Step-By-Step Guide to the FINRA Expungement Request Process
While the FINRA expungement request process may seem daunting for financial advisors, working with an experienced attorney can empower you to move forward with greater clarity and confidence.
Common Business Disputes in Colorado And How to Avoid Them By Taking Proactive Steps
As you start a new business in Colorado, it’s important to recognize the most common business disputes so you can take proactive steps to avoid them. Discuss your specific goals and concerns with a dedicated and knowledgeable business formation attorney today.
FINRA Releases the Most Recent Rule Amendments for Arbitration Procedures
Financial advisors seeking a FINRA expungement request may want to familiarize themselves with the latest amendments and rule changes. Learn more today by discussing your concerns with a highly qualified and friendly securities law attorney.